Exit Scenarios

Structuring a Founder Buyout: Key Considerations

When separation is the right answer, structuring the buyout fairly and cleanly is essential. Here are the key elements to consider.

7 min read
10 January 2024
BuyoutExitNegotiation

When Buyout Is the Right Path

Not all founder separations require a buyout. Sometimes one founder simply leaves, forfeiting unvested shares. But in many cases—particularly where both founders have made significant contributions—a buyout is appropriate.

Key Elements of a Buyout

Valuation

The most contentious element. Options include:

  • Agreed value: Both parties negotiate a number directly
  • Formula-based: Using metrics like revenue multiples or book value
  • Independent valuation: Engaging a third-party valuator
  • Market test: Seeing what outside parties would pay

Each approach has tradeoffs between cost, time, and perceived fairness.

Payment Terms

Few founders can write a single cheque for a buyout. Consider:

  • Lump sum: Cleaner but often infeasible
  • Installments: Paid over time, often with security
  • Earnout: Additional payments tied to future performance
  • Vendor financing: The departing founder effectively loans the purchase price

What's Included

Beyond equity, clarify:

  • Outstanding loans: Has either founder loaned money to the company?
  • Accrued salary: Is any compensation outstanding?
  • Intellectual property: Especially relevant for technical founders
  • Equipment and assets: Personal items that may have been used for business

Non-Compete Provisions

The departing founder will typically be restricted from competing. Negotiate scope (geography, sector) and duration carefully.

Transition Period

Consider whether the departing founder will have a transition role. If so, define scope, duration, and compensation clearly.

Common Pitfalls

Underestimating Tax Implications

Buyout structures have significant tax consequences for both parties. Get qualified tax advice before agreeing terms.

Ignoring Board and Investor Consent

Depending on your company structure, board or investor approval may be required for significant equity transfers.

Leaving Ambiguity

Every term you don't specify is a potential future dispute. Comprehensive documentation is essential.

Rushing the Process

Buyouts negotiated under time pressure often leave one party feeling unfairly treated. Take the time to do it properly.

Need guidance on your situation?

If you're navigating a founder separation or conflict, we can provide direct, confidential guidance tailored to your specific circumstances.